Todd D. Levy
3000 Bronx Park East #13G - Bronx, New York 10467
(917) 365 - 8109 - tdlevy@gmail.com

Summary:

Information Security professional with extensive exposure to and knowledge of the full range of risk, regulatory, compliance and audit issues that apply to the financial services industry.

Experience:

2006 to Present (Current Position)

State Street Corporation - Alternative Investment Solutions

Vice President - Information Security Officer

Within State Street, Alternative Investment Solutions (AIS) consists of three lines of business (International Fund Services, Private Equity, and Offshore). As the divisional Information Security Officer (ISO) for AIS I am responsible for all risk, regulatory, compliance, and audit related activity as it relates to information security and the associated technology and operational business processes. Primary responsibilities include:

• Risk evaluation as it relates to new and existing regulatory and compliance requirements; keeping senior management informed and recommending mitigation methodology for perceived or apparent risks.
• Coordination of all audits (i.e. Sarbanes-Oxley, SAS 70, client, and internal corporate), preparation of IT control documentation, and acting as the liaison between auditors and internal staff.
• Management of the selection, deployment, and implementation of business process management, email encryption, database security, and data leakage protection technology solutions.
• Management of the development of compliance and audit related software applications (i.e. application change control, user access requests, access review and recertification, non-application change control).
• Management of the effort to apply encryption technology to communication with our clients and their associated correspondents (i.e. prime brokers, trading counterparties, vendors).

2005

Continuum Health Partners - Training & Organizational Development
Technology Evaluation - End-User Training & Support

As part of the deployment of the IDX-PRISM Computerized Physician Order Entry (CPOE) system I assisted the medical staff in selecting appropriate mobile wireless computer technology for use with the new system. In addition I provided classroom training on the new system to all levels of staff and managed the team that provided direct support to the staff onsite at various Continuum medical facilities.

2003 to 2005

VFI USA - Executive Committee/Board of Directors
Solution Developer

As part of an organizational technology upgrade I developed a database application to track and report on personnel activity, provided technical and end-user documentation, conducted staff training, devised internal procedures to ensure efficient use of the new environment, and advised on the general upgrade of hardware and software technology.

2001 to 2002

Medical Office Systems Technology
Network Installation & Configuration

For a client base of physicians in private practice, I installed and configured network servers and workstations as well as a variety of specialized practice management and medical billing software applications and services.

1997 to 2000

Chase Manhattan Bank - Private Bank/Global Mutual Funds Group
Business Analyst - Project Lead

For a project to customize and deploy a 3rd party mutual fund database application (FundStation) used for the collection of pricing data, the calculation of performance figures, and the production and distribution of customized reports, I was the Project Lead and primary Business analyst. My responsibilities included:

• Requirements gathering including analysis of the base capabilities of FundStation to determine the necessary level of customization.
• Liaison between senior management and the widely distributed project team including coordination of communication and periodic status reports.
• Managed the development of a data feed from the Fund Accounting mainframe system to FundStation as well as a backup database and a contingency reporting solution in the event of a failure of the primary application.
• Managed the development of a Lotus Notes database and an associated Domino server Web site for the internal and external distribution of the reports produced by FundStation.
• Managed the evaluation, acquisition, and deployment of an automated testing system as well as the Y2K and ongoing regression testing efforts.
• Managed the importation (into FundStation) and verification of legacy fund data to allow historical reporting from fund inception.
• Produced documentation and conducted training for all phases of the project, and served as general technical advisor throughout the project.

1997

National Broadcasting Company (NBC) - MIS/HR/Corporate Finance
Solution Developer

As part of a PeopleSoft implementation, I developed an intermediate database application to import, format, and verify existing data from a mainframe system and export the data to PeopleSoft. In addition I developed an online travel expense form to replace the existing paper based version that did all calculations, checks and verifications automatically and then exported the data to PeopleSoft.

1995 to 1996

Volunteers of America - Corporate Finance
Solution Developer

As part of a real estate property management system development project, I developed an intermediate database application to replace the existing paper based system and track property management issues such as rent collection, supply orders, and repair request and status. This included requirements gathering, QA testing, the production of documentation, and staff training.

1993 to 1994

Chemical Banking Corporation - Foreign Exchange Operations
QA Manager

For a project to develop a mainframe based foreign exchange trading application used for trade settlement and portfolio position reporting, I had overall responsibility for the QA testing including bug reporting and acting as liaison between end-users (FX traders) and the development team.

1993

Chemical Banking Corporation - Loan Tracking
QA Manager

For a project to develop a Sybase/PowerBuilder database application used to track and report on delinquent and foreclosed mortgage loans, I had overall responsibility for the QA testing effort including bug reporting and acting as liaison between end-users and the development team.

1993

Chase Manhattan Bank - Corporate Human Resources
Business/Systems Analyst

To resolve conflicts between various mainframe systems regarding employee 401(k) loan balance data, I researched supporting account paperwork to determine to correct outstanding balances and designed procedures for data collection and database replication to prevent a reoccurrence of this issue.

1992 to 1993

Bankers Trust Company - Technology Information Services
Business/Systems Analyst

In support of a project to develop a database to track and report on market data use (and the associated billing) by traders and analysts, I gathered requirements from end-users and worked with market data vendors to customize billing feeds for the new system.

Skills:

• Requirements gathering, creating development specification, and creating technical and end-user documentation in the context of software application development.
• Designing departmental level procedures to achieve proper compliance to underlying security requirements as well as financial and time management efficiencies.
• Project management including providing guidance during the development, testing, and deployment of software applications and acting as the liaison between senior management, end-users, technical staff, and external service providers.

Technology/Operational Knowledge:

• Business Process Management
• Email Encryption
• Database Security
• Data Leakage Protection